Joseph Brooks

Wealth Advisor

Westlake Village Boulevard, California

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Joseph Brooks leverages his experience in the financial services industry to support and develop long-lasting, trusted relationships with his clients. His deep understanding of the markets and dedication to client success are central to his approach in financial planning.
Joseph has approximately 27 years of experience in the financial and investment field. His career began at Waterhouse Securities from 1997 to 1999, where he executed client trades, specializing in options. He then moved to Charles Schwab from 1999 to 2002 as a senior investment consultant and acting branch manager. He then spent the next 23 years as a Client Relationship Manager at NBS, working with clients on investment planning, retirement planning, and tax/estate planning.
Joseph obtained his Series 7 and 63 licenses while with Waterhouse, his Series 8 (now known as Series 9/10) license to supervise a branch while at Schwab, and his Series 65 license at NBS. His continuous pursuit of professional certifications underscores his commitment to providing expert financial advice.
Outside of his professional life, Joseph is an avid enthusiast of outdoor activities with his family and collecting. He enjoys mountain biking, surfing and snowboarding, which keep him connected to nature and physically active.