Wealth Management Tips and News for All People | EP Wealth Advisors

9 Things Financial Advisors Recommend to Start 2026

Written by EP Wealth Advisors | December 1, 2025
See EP Wealth’s practical checklist of nine financial planning priorities to consider in early 2026, covering taxes, retirement savings, charitable giving, Medicare, major purchases, and more. 

9 Things Financial Advisors Recommend to Start 2026

A new year is a good time to review the key areas that keep your financial plan on track. The nine topics below, from tax preparation to Medicare, are core elements of a comprehensive plan. A brief check-in can be helpful, especially if your circumstances have changed. EP Wealth clients may contact their advisor at any time, and prospective clients can click here tspeak with an advisor.  

1. Prepare for filing your tax return

Gather last year’s forms and records: 

  • W2 forms 
  • 1099 forms: 
    • 1099 – R 
    • 1099 – DIV 
    • 1099 – INT 
    • 1099 – B 
    • 1099 – MISC 
  • K1 forms from pass-through businesses 
  • 1098 forms for mortgages or student loan interest 
  • Property tax statements 
  • Compile all charitable giving from 2025, including cash gifts, Donor Advised Fund (DAF) contributions, Qualified Charitable Distributions (QCDs), and non-cash donations. Note that QCDs are not separately identified on a 1099-R, so you will need to provide those amounts to your tax preparer. 
  • Gather medical expenses paid during the year, such as out-of-pocket healthcare costs, prescriptions, Medicare premiums, and eligible long-term care insurance premiums. Your tax preparer can confirm what qualifies. 
  • Inform your tax preparer of any Roth conversions completed during the year. While a 1099-R is issued, it does not indicate that the distribution was a Roth conversion. 
  • Collect records of estimated federal and state tax payments made during the year, and confirm any additional items needed with your tax professional.

2. Complete Retirement account contributions for 2025

The deadline to make 2025 Traditional, Nondeductible, and Roth IRA contributions is April 15, 2026.  

SEP IRAs, Solo 401(k)s, and defined benefit plan contributions can generally be made up to your 2025 tax-filing deadline in 2026, including extensions. 

For the 2025 tax year, the combined Traditional and Roth IRA contribution limit is $7,000, plus a $1,000 catch-up for those age 50 or older. For 2026, the limit increases to $7,500, with a $1,100 catch-up. 

SEP IRA contributions for 2025 are limited to the lesser of 25% of compensation or $70,000, increasing to $72,000 for 2026. SEP IRAs do not allow catch-up contributions. 

Solo 401(k) contributions follow standard 401(k) limits. In 2026, employee deferrals are capped at $24,500, with an $8,000 catch-up for those age 50 or older, subject to overall plan limits. 

Confirm income eligibility, applicable phase-out ranges, and contribution limits with your tax professional. 

 


3. Review last year's spending

With 2025 complete, reviewing last year’s spending can help clarify where your money is going and identify opportunities to adjust. 

  • If you ended the year with excess cash, consider whether investing it would better align with your overall portfolio. 
  • Updating or creating a budget for the new year can also be helpful, covering essential expenses, discretionary spending, and savings.  
  • If your spending has changed, revisit your emergency fund. A common guideline is three to six months of expenses, or closer to six to twelve months for retirees or those with variable income. 

4. Plan your major purchases

Everyday spending is only one part of your financial picture. Larger goals, such as home projects, real estate, travel, or financial support for children or grandchildren, often require advance planning. 

If you expect a major purchase in the next year or two, outline the timing, estimated cost, and funding source. Also consider which accounts to use and how the purchase may affect liquidity, taxes, and your investment strategy. Incorporating these decisions into your overall plan can help keep long-term priorities on track. 

5. Plan for your charitable giving

Charitable giving can be an effective way to support causes you care about while managing taxes. 

  • Develop a charitable giving plan and integrate it into your overall financial strategy. 
  • Consider tax-efficient options such as donating appreciated assets or contributing to a Donor Advised Fund. If you are age 70½ or older in 2026, Qualified Charitable Distributions may also be appropriate, with an annual limit of $111,000 per individual. 
  • With several charitable tax rules scheduled to change in 2026, strategies like QCDs and gifts of appreciated stock are worth reviewing to maintain tax efficiency regardless of deduction rules. 

6. Medicare Advantage open enrollment

If you are enrolled in a Medicare Advantage plan, also known as Medicare Part C, the Medicare Advantage Open Enrollment Period runs from January 1 through March 31. During this window, you may make certain changes to your coverage. This period is separate from the Medicare Annual Election Period, which takes place each fall. 

This is an appropriate time to review whether your current plan continues to meet your healthcare needs. Changes made during this period generally become effective on the first day of the month following the change. EP Wealth Advisors has partnered with Chapter to offer Medicare guidance consistent with our fiduciary approach. At no additional cost, clients may schedule a 30-minute review with a Chapter Medicare specialist. Please contact your advisor if you would like to arrange a Medicare review. 

7. Update Pre-Tax savings for the new year

The beginning of the year is an appropriate time to review retirement and health-related savings elections, particularly as several contribution limits increase for 2026. 

For employer-sponsored retirement plans such as 401(k)s and 403(b)s, the employee contribution limit rises to $24,500 for 2026. Individuals age 50 or older may contribute an additional $8,000. Those between ages 60 and 63 may be eligible for a higher “super catch-up” contribution of up to $11,250, subject to plan rules. 

Contribution limits for Traditional and Roth IRAs also increase in 2026. The annual limit is $7,500, with an additional $1,100 permitted for individuals age 50 or older. 

Health Savings Account limits increase modestly. The individual contribution limit is $4,400, while the family limit rises to $8,750. The catch-up contribution for individuals age 55 and older remains $1,000.  

The Flexible Spending Account contribution limit increases to $3,400 for 2026. 

Revisiting these elections early in the year can help ensure that contribution levels remain aligned with your goals, cash flow, and tax considerations. If the optimal mix of accounts or contribution amounts is unclear, an advisor can help evaluate the alternatives and integrate them into your broader planning strategy. 


8. Required minimum distribution reminder

If you are age 73 or older, be sure to take your required minimum distributions from applicable retirement accounts to avoid potential penalties. Distributions may be taken periodically throughout the year or as a single withdrawal before year-end. 

9. MONITOR TAX WITHHOLDINGS AND ESTIMATED PAYMENTS

Confirm that you have paid sufficient taxes through payroll or retirement account withholdings and, if applicable, through estimated tax payments. Staying current can help reduce the risk of underpayment penalties. 

EP Wealth wishes you a successful and financially productive year ahead. If you have questions or would like assistance reviewing your financial planning strategies, our team is available to help. 

Call or contact us at EP Wealth and start the conversation. 

 

DISCLOSURES

  • Hiring a qualified advisor and/or financial planner does not guarantee investment success and does not ensure that a client or prospective client will experience a higher level of performance or results. No guaranty or warranty is made that any direct or implied results or projections being represented here will be met or sustained.
  • Information presented is general in nature and should not be viewed as a comprehensive analysis of the topics discussed. It is intended to serve as a tool containing general information that should assist you in the development of subsequent discussions. Content does not involve the rendering of personalized investment advice nor is it intended to supplement professional individualized advice. 
  • The need for a financial advisor or financial planner and/or the type of services required are specific to the uniqueness of each individual’s circumstances. There is no guarantee or warrantee that the services offered by EP Wealth Advisors will satisfy your financial services requirements. Services offered by other advisors may align more to your specific needs.  
  • All investment strategies have the potential for profit or loss. Different types of investments and investment strategies involve varying degrees of risk, and there can be no assurance that any specific investment or strategy will be suitable or profitable for a client's portfolio. The risk of loss can never be eliminated even if working with a professional.
  • EP Wealth Advisors, LLC is not engaged in the practice of law or accounting. Always consult with a legal or accounting professional regarding your specific situation before acting on anything referenced herein.
  • EP Wealth Advisors, LLC. is registered as an investment advisor with the SEC and only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the advisor has attained a particular level of skill or ability