Wendy Chan, CFE

California State Icon Torrance, California
Compliance Analyst
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About Wendy

Wendy Chan has more than fourteen years of experience in risk management. Prior to joining EP Wealth Advisors in 2020, she worked at PNC Investments, a dual-registered bank broker-dealer and registered investment advisor, where she helped advance their compliance programs. Wendy’s experience also includes improving internal controls and leading audits at the various domestic and international locations of PPG Industries. She is a Certified Fraud Examiner and is dedicated to improving the compliance culture and integrity of the firm. Wendy believes that maintaining trusted relationships with advisors, clients and vendors is fundamental to the organization’s success. She strives to make risk management and compliance programs simple, adaptable, and scalable to address the company's current and future needs. Outside of work, she loves reading, listening to podcasts, travelling, and playing tennis.

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Education

Certified Fraud Examiner, UCLA Anderson School of Management, MBA; University of Pennsylvania, BSE

How can Wendy help?

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